Laurence M. Guberman
Chief Operating Officer
Laurence M. Guberman is Chief Operating Officer of CBAM and also serves as Chief Compliance Officer of the firm with direct responsibility for operations, client relations, portfolio technology, and firm wide regulatory matters. He also serves as the main point of contact for the firm’s global custody relationships and is tasked with working towards enhancement of the firm’s investment platform and strategic objectives.
He has over 20 years of experience in operations, trading, business development and management of client relationships in the Broker Dealer and Registered Investment Advisory fields.
Prior to joining CBAM, Laurence worked for Oppenheimer & Company Inc. and Bear Stearns & Co. within their International and Private Client Services divisions in New York, serving High Net Worth individuals and institutions around the globe.
He received a B.A. in Political Science from The University at Albany and currently holds the Series 65 (Financial Advisor) license.